Financial Industry Regulatory Authority, Inc.
|Industry:||Sales / Marketing|
In the United States, the Financial Industry Regulatory Authority, Inc. , or FINRA, is a private corporation that acts as a self-regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD). Though sometimes mistaken for a government agency, it is a non-governmental organization that performs financial regulation of member brokerage firms and exchange markets.