Financial Industry Regulatory Authority, Inc.
Website: http://www.finra.org/
Industry: Sales / Marketing

Overview

In the United States, the Financial Industry Regulatory Authority, Inc. , or FINRA, is a private corporation that acts as a self-regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD). Though sometimes mistaken for a government agency, it is a non-governmental organization that performs financial regulation of member brokerage firms and exchange markets.

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